Our Services

Global consulting firm is an international specialist in writing securities prospectus and offering memorandum documentation; we are recognized experts in the broad range of prospectus documents, from preliminary prospectus (“red herring”) documentation to final offering prospectus document writing. Each of our clients, many of which have returned to us for follow-on offerings and subsequent capital formation will confirm that value-add is industry agnostic; we provide critical guidance and counsel for a full spectrum of startups, as well as small and large companies throughout the life-cycle of their funding needs.

In-house financial industry veterans at provide bespoke, institutional-quality financial prospectus and securities offering document creation services in accordance with all local regulatory regimes and respective accredited investors’ requirements. We maintain a local presence in major cities throughout the globe, including New York, Seattle, London, Hong Kong, Singapore, Shanghai and Beijing. Our senior associates work with entrepreneurs and corporate executives domiciled in each of the EU countries, as well as companies based in Eastern Europe, the Pacific Rim, Middle East, Latin and South America and emerging companies throughout Africa, Australia and North America.

Areas of Practice

Prospectus’ team practice areas include preparation of Issuers’ preliminary prospectus (“red herring’), final prospectus, a full range of private placement offering prospectus, offering memorandum, offering circulars, explanatory memorandums and related private placement memorandum and general private placement documents.

Most important, our fees are typically 50% lower vs. fees charged by traditional securities law firms, many of which outsource their work through us. Schedule Your Free Consultation Today.

Our Team

Prospectus’ staff and consultants include corporate finance specialists, many of whom have worked for global investment banks and investment boutiques. Our senior staff is led by former corporate executives and securities industry lawyers. With this pedigree, is uniquely qualified to support Issuers of public debt, private debt, convertible debt, senior notes, senior unsecured notes, closed-end funds, REIT funds, credit funds, equities and preferred shares, among others. Our in-house securities attorneys are uniquely-equipped to assist in Reg A, Reg A+, Reg D, Reg S, 144a, and Regulation CF (equity crowdfund) documentation.

Our scope of financial documentation knowledge and expertise extends beyond capital formation. We assist Issuer clients and CFOs in the course of  Initial Public Offering (IPO) documentation, major exchange listing services, reference data application (APIR, CUSIP, VALOR, ISIN, CFI, SEDOL, BLOOMBERG, LEI), securities code application, business plan writing, and investor relations and corporate communication best practices.

Again our fees are typically 50% lower than most securities law firms, many of which outsource their work through us. Schedule Your Free Consultation Today. is own and operated by Broker Dealer LLC, which runs three of the most prominent sites in their respective industry:, and

Full List of Services Below

For both our domestic and international clients offers a multi -tiered platform for growth.

PROSPECTUS WRITING: com’s team writes prospectus for both private and public offering. We write prospectus and red herring offerings, as well as offering circulars for virtually all major stock exchanges worldwide for debt and equity listing. In addition, we also file all needed paper work with the proper regulatory and government agencies in any given country.

PRIVATE PLACEMENT MEMORANDUM & OFFERING MEMORANDUM: specializes in the development of Regulation ‘D’, Regulation ‘A’ and Regulation ‘S’ and ‘144A’, including 506b and 506c private placement offerings. Our company has worked with both private and public corporations and has assisted in the development of thousands of private placement offerings. We are one of the most affordable and cost efficient firms with one of fastest turnaround rates for completing private offering memoranda.

INITIAL PUBLIC OFFERING (IPO) SERVICES: assists global companies with listing via Initial Public Offerings (IPO’s) for the world’s most popular stock exchanges. Whether you are seeking a listing on the London Stock exchange or in Frankfurt, or in the US with Nasdaq or the New York Stock Exchange, all the way over to the Hong Kong Stock Exchange, our team can help.

BOND OFFERINGS: 144A & REG S SERVICES: offers a wide variety of private placement services, including bond offerings and clearing and settlement assistance. If you are considering issuing notes or bonds and need assistance with the 144A/Reg S aspects, we can help tailor your bond offering to meet market conditions

FUND SETUP: is a world leader in the formation of onshore and offshore funds. Our staff provides many services for fund structuring, growth and sustainability. We can provide ongoing hedge fund or mutual fund consultation and assist with administrative tasks of your fund. Our team assists in structuring the fund from the very onset, from the type of fund, the domicile (fund location) and overall goal of investment. Aside from fund setup and compliance we can also assist with marketing and potentially the introduction of your fund to broker dealers or investors who may assist with your offering.

HEDGE FUNDS & MUTUAL FUNDS:’s team can draft your hedge fund prospectus for virtually any jurisdiction worldwide. We are the most efficient (faster), cost effective (save money) and proficient firm (better than others) globally. Our team can prepare and assist in the filing of all paperwork with regulators and help to launch the fund. Our industry leading firm specializes in hedge fund setup and document drafting for nearly all paperwork, including the prospectus, the offering memorandum and the private placement memorandum, as required. We write hedge fund prospectuses for various onshore and offshore jurisdictions and for numerous hedge fund offerings for limited partnerships (LP or LLP), LLCs (limited liability companies), open ended and closed ended funds, UCITS and umbrella structure and more.

SECURITIES IDENTIFIERS: assists with all aspects of private placement and public placement offerings. A common business practice for those issuing private securities– and the mandatory rule that public companies must comply with – is the application and registration of a securities identification number, which can vary from country to country. The most popular securities identifier worldwide is the “ISIN” code (international securities identification number). This code is mainly used outside of the United States, while in the U.S. the most common identifier for stocks or bonds is the “CUSIP” (Committee on Uniform Security Identification Procedures). In the United Kingdom’s the “SEDOL” (Stock Exchange Daily Official List) is most common. There are scores of securities identification numbers aka reference data utilized worldwide which are mainly for clearing and settlement purposes and general securities identification. Our team can assist with your securities identification needs and help apply and register the number(s).

REGISTRATION AND FILING: The legal team assists clients with registration and filing of their legal work with various compliance agencies and government bodies. Aside from drafting the prospectus, we will also file, if need be, statements such as the S-1 and other compliant needs. We prepare full investment disclosure documents such as the offering circular, and cover the full spectrum of both public and private placement offerings and their respective filings (such as filing the Form D for Reg D offerings for private placements and S-1 for example, for public offerings). Further, our team at Prospectus is always happy to leverage our extensive industry knowledge and contacts with broker dealers, investment advisors, underwriters, investment banks, hedge funds and PIPE funds to identify possible strategic partners who can help our clients grow their businesses in an efficient, time-saving and money-saving manner.

LEGAL WORK: securities attorneys and documentation experts are agnostic within the context of industry; we have worked with issuers across all major industries, enabling us to be fluent in the nuances of respective industry regulations that Issuers may be subject to. From traditional offerings, to REITs to energy industry Master Limited Partnerships (MLPs), our internal staff and our contract consultants utilize our proprietary library of documentation, comprised of thousands of Issues that have been successfully placed with institutional investors and qualified high net worth investors domiciled in virtually every part of the world. If you need anything writing or edited by securities or general business attorneys just let us know. Our team consists of securities specialists, general business advisors and specialty ones such as patent and trademark advisors. can help create all major corporate entities, including LLC’s, LP’s, S and C Corporations, as well as write a company’s by-laws, operating or limited partnership agreements.

BUSINESS PLANS: Our firm offers a variety of business plans tailored to the needs of the client’s business model. Through’s proprietary business planning and consultation methodology, we develop business plans that are first and foremost geared toward raising capital. All of our business plans are investor, bank, and/or SBA compatible and are designed to serve as an excellent model as our clients develop and grow their businesses.

FEASIBILITY STUDY: Our team at is a world class leader in preparing and writing feasibility study reports. Our staff of researchers, business plan and financial consultants and attorneys have written hundreds of feasibility study documents in more than 50 countries. We have written feasibility studies for a diverse range of industries and businesses, including real estate development, oil, gas and energy, product launching, scientific exploration and much more.

ESCROW SERVICES: can serve as the escrow agent for your transaction and handle all your company’s escrow needs. A private placement often requires that investment funds be put into an escrow account up or until the accrual of at least the minimum offering detailed in the private placement memorandum has been achieved. The escrow agent will disburse the funds to the beneficiary upon the accrual of at least the minimum offering and the performance of the conditions outlined in the memorandum and the escrow agreement. We provide all escrow agreements and arrangements that need to be undertaken to ensure a smooth escrow process.

VALUATIONS: conducts valuations for companies looking to sell stock or their entire business. Our firm can recommend what the amount one should consider offering investors in terms of equity ownership. We ensure that our clients are protected from investors seeking to take advantage of those relatively new at raising capital or private equity, while simultaneously ensuring that your company offers something reasonable to investors without getting balked at.

CAPITAL NETWORKING: has at nearly 20 varying sources of investment vehicles at its disposal. We offer a multi-tiered platform for capital assistance. Several thousand contact funding sources are currently in’s private placement and venture network. Locating and then contacting hundreds and sometimes thousands of investor groups can take countless hours. has the capacity and experience to help its clients and partners contact many groups within a short time frame in order to hasten the entrepreneurs funding process.

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